Please provide copies of your most recent audit reports (SOC 2 report, ISO certificate, penetration test summary).
Explanation & Context
Understanding the Question
This question is asking you to share documentation that demonstrates your organization has undergone rigorous security assessments and audits. Specifically, it requests three types of reports: a SOC 2 report, an ISO certificate, and a penetration test summary. These documents serve as evidence that your organization adheres to high security standards and regularly evaluates its security posture.
Why It Matters
These audit reports are critical because they provide third-party validation of your security practices. A SOC 2 report shows that your organization meets the American Institute of CPAs (AICPA) standards for managing customer data. An ISO certificate (such as ISO 27001) indicates that your information security management system aligns with international best practices. A penetration test summary details the results of simulated cyber-attacks conducted by security experts to identify vulnerabilities in your systems. Providing these reports assures stakeholders that your organization is committed to maintaining robust security measures.
Example of Evidence
To fulfill this question, you might provide a SOC 2 Type II report from a reputable auditing firm, an ISO 27001 certification document issued by an accredited certification body, and a summary report from a recent penetration test performed by a trusted security firm. These documents should be up-to-date and clearly demonstrate your organization's compliance with the relevant standards and the outcomes of security assessments.
Example Responses
Example Response 1
We have recently completed a SOC 2 Type II audit and have undergone a penetration test by a reputable third-party firm. However, due to our current size and resource constraints, we have not yet pursued ISO certification. The SOC 2 report and penetration test summary are available upon request.
Example Response 2
We have undergone a SOC 2 Type II audit, obtained ISO 27001 certification, and regularly conduct penetration tests. These reports are available for review and demonstrate our commitment to maintaining high security standards.
Example Response 3
As our software is exclusively on-premises and does not handle sensitive customer data, we have not pursued SOC 2 or ISO certifications. However, we conduct regular internal security assessments and penetration tests to ensure the integrity and security of our systems. A summary of our latest penetration test is available upon request.
