RS.AN-03.323

Does your organization conduct root cause analysis to identify systemic issues when investigating security incidents?

Explanation

Root cause analysis goes beyond addressing the immediate symptoms of a security incident to identify the fundamental, systemic issues that allowed the incident to occur. This process helps prevent similar incidents in the future by addressing underlying vulnerabilities in technology, processes, or human factors rather than implementing superficial fixes. Effective root cause analysis typically involves methodologies like the '5 Whys' technique, fishbone diagrams, or fault tree analysis to trace the incident back to its origins. Evidence of fulfillment could include documented root cause analysis reports from past incidents, a formal incident response procedure that includes root cause analysis steps, or post-incident review templates that specifically address systemic causes rather than just immediate technical fixes.

Implementation Example

Analyze the incident to find the underlying, systemic root causes

ID: RS.AN-03.323

Context

Function
RS: RESPOND
Category
RS.AN: Incident Analysis
Sub-Category
Analysis is performed to establish what has taken place during an incident and the root cause of the incident

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Neil Cameron